Risk & Compliance Officer Job CIC Insurance
About the Role
Reporting to the Assistant Manager Risk & Compliance, the role will support the implementation and monitoring of the company’s risk and compliance framework, ensuring adherence to regulatory requirements, internal policies, and industry best practices. The role will also play a key part in Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) compliance.
Key Responsibilities
- Support the execution of the Risk and Compliance Management framework across the business.
- Assist in AML/CFT compliance activities including client due diligence (CDD), Know Your Customer (KYC) processes, and ongoing monitoring.
- Investigate AML alerts, manage high-risk customer accounts, and escalate or file Suspicious Activity Reports (SARs) where required.
- Maintain accurate and up-to-date AML records, compliance logs, and documentation.
- Assist in preparing and reviewing internal policies and procedures to ensure alignment with regulatory requirements.
- Support the preparation and submission of regulatory reports to authorities such as the Financial Reporting Centre (FRC) and Capital Markets Authority (CMA).
- Monitor investment portfolios to ensure compliance with CMA guidelines and internal limits.
- Conduct routine compliance monitoring and real-time surveillance to identify and mitigate risks.
- Provide day-to-day compliance guidance to business units on applicable regulations and internal policies.
- Assist in ensuring compliance of pension portfolios with Retirement Benefits Authority (RBA) guidelines.
- Support the review of marketing materials and client communications to ensure regulatory compliance.
- Track regulatory changes and assist in implementation of new requirements.
Who We’re Looking For
Essential Knowledge/Skills and Experience Required:
- Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- A Professional certification in risk, compliance or Chartered Institute of Securities and Investment (CISI) will be an added advantage
- At least 1-2 years’ relevant experience in a compliance, risk or audit role within the financial services industry, preferably fund management or banking.
- Demonstrated experience in maintaining compliance records, conducting assessments, or supporting regulatory reporting processes.
How to Apply
🎯 Before You Apply For this Job.
Don’t apply with the same CV you use for every job.
You could be exactly who the employer is looking for—but if your CV isn’t customised for the job you’re applying for, someone else may get the interview.
Found a job you really want?
Send us your CV + the job advert and let our recruitment team review your CV against the requirements of the job.
We’ll identify what could be holding your application back and, if you proceed, customise your CV specifically for the job.
Plus, you’ll receive 3 months of job-search support from our recruitment team to help you navigate your search and identify suitable opportunities.
Don’t just apply. Click here to get your CV reviewed before you apply
Read Job Seeker Testimonials Below: Professionals Who Got Jobs Through Corporate Staffing
Related Jobs To Check Out
Jobs Managed by Our Recruitment Team
The vacancies below are managed directly by the Corporate Staffing recruitment team on behalf of our clients. Review the job advert, then submit your application through our recruitment team for consideration.
Browse Other Jobs Posted Today
Explore the latest job opportunities posted now. Apply early to maximize your chances, as many employers begin reviewing applications as soon as suitable candidates apply.